← All Tags

Legal

57 filings across all companies

NVDA
2023-10-24
Export Licensing Requirements Accelerated
A100, A800, H100, H800, L40S products require immediate licensing
NVDA
2025-01-17
New AI Export Controls
Worldwide licensing required for A100, H100, H200, B200, GB200 chips starting May 15, 2025
NVDA
2025-04-15
China Export License Required for H20 Chips
$5.5B charges for H20 inventory and commitments
AAPL
2024-05-03
Derivative Lawsuit Settlement
Preliminary approval granted for stockholder derivative litigation settlement
AAPL
2024-09-10
EU Tax Ruling
$10B one-time tax charge in Q4
AMZN
2024-05-03
Bylaws Amendment - Forum Selection
Delaware Chancery Court exclusive forum for corporate claims, federal courts for Securities Act clai
GOOGL
2024-08-06
Antitrust Ruling Against Google
Judge ruled Google violated antitrust laws in online search, Google plans to appeal
GOOGL
2025-04-18
Mixed Antitrust Ruling
Publisher tools violated antitrust laws, advertiser tools cleared
GOOGL
2025-07-18
Derivative Lawsuit Settlement
Preliminary approval granted July 8, 2025
GOOGL
2025-09-03
Antitrust Remedies Decision
Judge orders Google to share search data with competitors and limits service distribution
GOOGL
2025-09-05
EU Antitrust Fine
€2.95B fine for ad tech self-preferencing
TSLA
2025-05-16
Bylaws Amendment
3% ownership threshold for derivative suits, jury trial waiver added
TSLA
2025-09-05
Director Indemnification Agreements
Updated indemnification agreements for all directors and executive officers
BRK.B
2024-01-10
Pilot Corporation Litigation Settlement
Full settlement of Delaware litigation between Pilot Corp and Berkshire
WMT
2024-10-18
Opioid Derivative Lawsuit Settlement
$123M insurance payout to settle opioid-related shareholder derivative claims
V
2024-03-26
Settlement of Merchant Antitrust Litigation
Settled longstanding interchange fee litigation with U.S. merchants
V
2024-09-26
Litigation Escrow Funding
$1.5B deposited into litigation escrow account
V
2024-10-11
Litigation Escrow Deposit & Share Conversion Rate Adjustment
$1.5B deposited, share count reduced by 5.46M shares
V
2025-03-31
Litigation Escrow Deposit
$375M deposited, share count reduced by ~1.08M
V
2025-08-08
Preferred Stock Release - Visa Europe Litigation
$1.4B released from Series B/C Preferred Stock
V
2025-09-19
Litigation Escrow Funding
$500M deposited into U.S. litigation escrow
V
2025-09-26
Litigation Escrow Deposit & Share Count Reduction
$500M deposit, 1.47M share count reduction
V
2025-11-10
Antitrust Settlement
10 bps interchange rate reduction for 5 years
ORCL
2025-01-22
Delaware Supreme Court Affirms NetSuite Litigation Victory
Court rejected all claims against Ellison and Catz
MA
2024-03-26
Class Action Settlement Agreement
Settlement with merchants class regarding network rules and business practices
MA
2025-11-10
Class Settlement Agreement
10 basis point interchange rate reduction, 5-year rate cap
JNJ
2024-05-01
Q1 Earnings + $6.5B Talc Settlement
EPS revised down from $2.20 to $1.34 due to $2.7B incremental talc charge
JNJ
2024-09-20
Talc Litigation Bankruptcy Settlement
$8B settlement via subsidiary Chapter 11 filing
JNJ
2025-04-03
Bankruptcy Plan Denied
$7B reserve reversal from Red River Talc bankruptcy denial
ABBV
2024-09-10
Bylaws Amendment
Updated registered agent address, deleted section 2.13(D)(iv) due to stockholder lawsuit
ABBV
2025-09-11
RINVOQ Patent Settlement
No generic entry expected until April 2037
AMD
2025-04-16
Export Control Impact
Up to $800M charges from China export restrictions on MI308 products
UNH
2025-07-24
DOJ Investigation
Criminal and civil DOJ investigation into Medicare program participation
MU
2025-07-18
Bylaws Amendment
Updated Delaware exclusive forum provision
WFC
2024-09-12
OCC Formal Agreement on AML/Sanctions
Wells Fargo Bank entered formal agreement with OCC on anti-money laundering and sanctions risk manag
WFC
2025-01-28
CFPB Consent Order Terminated
2022 consent order related to auto lending, deposit accounts, and mortgage lending ended
WFC
2025-02-13
OCC Consent Order Terminated
2018 OCC consent order on compliance risk management terminated
WFC
2025-03-17
OCC Consent Order Terminated
2021 consent order on Home Lending loss mitigation practices ended
WFC
2025-04-30
Derivative Lawsuit Settlement
Court granted preliminary approval April 23, 2025
WFC
2025-06-03
Fed Lifts Asset Cap
Federal Reserve eliminates growth limits on total assets from 2018 consent order
PM
2025-03-07
Canadian Tobacco Litigation Settlement
Court approved plan resolves all tobacco claims in Canada against RBH and PMI
GS
2025-01-31
Legal Document Filing
Legal opinions and consents from Davis Polk & Wardwell LLP filed
RTX
2024-08-30
ITAR Compliance Settlement
$200M penalty ($100M suspended)
RTX
2024-10-16
DOJ and SEC Settlement
$959M total penalties ($282M+$102M+$147M+$428M)
HOOD
2024-05-06
SEC Wells Notice on Crypto Operations
Wells Notice for violations of Sections 15(a) and 17A of Securities Exchange Act
QCOM
2024-05-09
Commerce Dept Revokes Huawei Export License
4G and Wi-Fi export license to Huawei revoked effective May 7, 2024
T
2024-07-12
Major Cybersecurity Breach
Call/text records of nearly all wireless customers compromised from May-Oct 2022 and Jan 2, 2023
KKR
2025-01-14
DOJ Lawsuit Filed
Civil penalties sought for alleged HSR Act violations in 2021-2022 transactions
BSX
2025-01-16
LOTUS Edge Valve Settlement
Court preliminary approval Jan 8, final hearing Mar 25
BA
2025-06-04
DOJ Non-Prosecution Agreement
$487.2M criminal penalty, $444.5M victim compensation, $455M safety investment
HON
2025-06-24
Liability Management Reorganization
Completed restructuring to isolate asbestos and environmental liabilities into separate entities
C
2025-07-23
Legal Opinion Filing
Legal opinion from Karen Wang, Esq. filed as exhibit
HON
2025-07-30
Terminated Resideo Indemnification Agreement
$1.59B one-time cash payment received
C
2025-09-11
Legal Opinion Filing
Opinion of Karen Wang, Esq. filed as exhibit
GILD
2025-10-06
Biktarvy Patent Settlement
No generic entry until April 1, 2036
C
2025-10-22
Legal Opinion Filing
Opinion from Karen Wang, Esq. filed
UNP
2025-11-06
Norfolk Southern Merger Litigation Update
Three lawsuits filed challenging UNP-NSC merger, supplemental proxy disclosures provided